0001095449-18-000104.txt : 20181206
0001095449-18-000104.hdr.sgml : 20181206
20181204203524
ACCESSION NUMBER: 0001095449-18-000104
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20181205
DATE AS OF CHANGE: 20181204
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Dex Liquidating Co.
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-81663
FILM NUMBER: 181218461
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: DEXTERA SURGICAL INC
DATE OF NAME CHANGE: 20160621
FORMER COMPANY:
FORMER CONFORMED NAME: CARDICA INC
DATE OF NAME CHANGE: 20020719
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Triple Summit Advisors, LLC
CENTRAL INDEX KEY: 0001741961
IRS NUMBER: 475019269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: P.O. BOX 95141
CITY: NEWTON
STATE: MA
ZIP: 02495-0141
BUSINESS PHONE: (917) 574-2670
MAIL ADDRESS:
STREET 1: P.O. BOX 95141
CITY: NEWTON
STATE: MA
ZIP: 02495-0141
SC 13G
1
13G.txt
SCHEDULE 13G FOR NOVEMBER 26, 2018
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ____)*
Dex Liquidating Co.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
252366 10 9
(CUSIP Number)
November 26, 2018
(Date of Event which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent
amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 252366 10 9 SCHEDULE 13G Page 2 of 8
1 Names of Reporting Persons
Triple Summit Advisors, LLC
IRS Identification No. of Above Person (entities only)
47-5019269
2 Check the Appropriate Box if a Member of a Group
(a) [ ]
(See instructions) (b) [ ]
3 SEC USE ONLY
4 Citizenship or Place of Organization
Delaware
5 Sole Voting Power
-0-
NUMBER OF 6 Shared Voting Power
SHARES
BENEFICIALLY -0-
OWNED BY EACH
REPORTING 7 Sole Dispositive Power
PERSON WITH
5,220,198
8 Shared Dispositive Power
-0-
9 Aggregate Amount Beneficially Owned by each Reporting
Person
5,220,198
10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (see instructions) [ ]
11 Percent of Class Represented by Amount in Row 9
10.7%
12 Type of Reporting Person (See Instructions)
IA
CUSIP No. 252366 10 9 SCHEDULE 13G Page 3 of 8
1 Names of Reporting Persons
Wei Wang
IRS Identification No. of Above Person (entities only)
-----------
2 Check the Appropriate Box if a Member of a Group
(a) [ ]
(See instructions) (b) [ ]
3 SEC USE ONLY
4 Citizenship or Place of Organization
United States
5 Sole Voting Power
-0-
NUMBER OF 6 Shared Voting Power
SHARES
BENEFICIALLY -0-
OWNED BY EACH
REPORTING 7 Sole Dispositive Power
PERSON WITH
5,220,198
8 Shared Dispositive Power
-0-
9 Aggregate Amount Beneficially Owned by each Reporting
Person
5,220,198
10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (see instructions) [ ]
11 Percent of Class Represented by Amount in Row 9
10.7%
12 Type of Reporting Person (See Instructions)
HC
CUSIP No. 252366 10 9 SCHEDULE 13G Page 4 of 8
1 Names of Reporting Persons
Dan Kanivas
IRS Identification No. of Above Person (entities only)
-----------
2 Check the Appropriate Box if a Member of a Group
(a) [ ]
(See instructions) (b) [ ]
3 SEC USE ONLY
4 Citizenship or Place of Organization
United States
5 Sole Voting Power
-0-
NUMBER OF 6 Shared Voting Power
SHARES
BENEFICIALLY -0-
OWNED BY EACH
REPORTING 7 Sole Dispositive Power
PERSON WITH
5,220,198
8 Shared Dispositive Power
-0-
9 Aggregate Amount Beneficially Owned by each Reporting
Person
5,220,198
10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (see instructions) [ ]
11 Percent of Class Represented by Amount in Row 9
10.7%
12 Type of Reporting Person (See Instructions)
HC
CUSIP No. 252366 10 9 SCHEDULE 13G Page 5 of 8
Item 1(a). Name of Issuer.
Dex Liquidating Co.
Item 1(b). Address of Issuer's Principal Executive Offices.
7 West 41st Avenue - #245, San Mateo, CA 94403
Item 2(a). Name of Person Filing.
Triple Summit Advisors, LLC
Wei Wang
Dan Kanivas
Item 2(b). Address of Principal Business Office or, if none,
Residence.
The business address of Triple Summit Advisors, LLC, Wei
Wang, and Dan Kanivas is 7 Playstead Road, Unit 2.
Item 2(c). Citizenship.
Triple Summit Advisors, LLC is a Delaware limited liability
company
Wei Wang is a United States citizen
Dan Kanivas is a United States citizen
Item 2(d). Title of Class of Securities.
Common Stock, par value $0.001 per share
Item 2(e). CUSIP Number.
252366 10 9
Item 3. If this statement is filed pursuant to 240.13d-
1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c).
CUSIP No. 252366 10 9 SCHEDULE 13G Page 6 of 8
(d) [ ] Investment company registered under section 8 of the
Investment Company act of 1940 (15 U.S.C. 80a-8).
(e) [X] An investment adviser in accordance with 240.13d-
1(b)(1)(ii)(E). (Applies to Triple Summit Advisors, LLC.)
(f) [ ] An employee benefit plan or endowment fund in
accordance with 240.13d-1(b)(1)(ii)(F).
(g) [X] A parent holding company or control person in
accordance with 240.13d-1(b)(1)(ii)(G). (Applies to Wei Wang
and Dan Kanivas.)
(h) [ ] A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is excluded form the definition of
an investment company under section 3(c)(14) of the Investment
Company act of 1940 (15 U.S.C. 80a-3).
(j) [ ] A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
(K) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If
filing as a non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J), please specify the type of institution:
______
Item 4. Ownership.
Reference is hereby made to Items 5-9 and 11 of pages two
(2), three (3), and four (4) of this Schedule 13G, which Items
are incorporated by reference herein.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
CUSIP No. 252366 10 9 SCHEDULE 13G Page 7 of 8
Item 6. Ownership of More Than Five Percent on Behalf of
Another Person.
Triple Summit Advisors, LLC is deemed to be the beneficial
owner of the number of securities reflected in Item 5-9 and 11
of page two (2) of this Schedule 13G pursuant to separate
arrangements whereby it acts as investment adviser to certain
persons. Each person for whom Triple Summit Advisors, LLC acts
as investment adviser has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the
sale of, the Common Stock purchased or held pursuant to such
arrangements.
Wei Wang is deemed to be the beneficial owner of the number
of securities reflected in Item 5-9 and 11 of page three (3) of
this Schedule 13G pursuant to his position (managing member) at
Triple Summit Advisors, LLC.
Dan Kanivas is deemed to be the beneficial owner of the
number of securities reflected in Item 5-9 and 11 of page four
(4) of this Schedule 13G pursuant to his position (managing
member) at Triple Summit Advisors, LLC.
Item 7. Identification and Classification of the
Subsidiary which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
CUSIP No. 252366 10 9 SCHEDULE 13G Page 8 of 8
Item 10. Certification.
By signing below, the undersigned certify that, to the best
of their knowledge and belief, the securities referred to above
on pages two (2), three (3), and four (4) of this Schedule 13G
were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction
having that purpose or effect.
Signature
After reasonable inquiry and to the best of their knowledge
and belief, the undersigned certify that the information set
forth in this statement is true, complete and correct.
DATED: December 3, 2018
Triple Summit Advisors, LLC
/s/ Wei Wang
________________________
By: Wei Wang
its: Managing Member
Wei Wang
/s/ Wei Wang
________________________
By: Wei Wang
Dan Kanivas
/s/ Dan Kanivas
________________________
By: Dan Kanivas
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)